SEC’s closed meeting sparks speculation on Ripple’s case. Will a leadership shift end the legal battle and drive XRP to new highs?
The brokerage industry self-regulator suggests firms review their third-party risk assessments and ensure proper controls ...
Oil and gas companies Arcturus Corp. and Aschere Energy LLC, along with founder Leon Ali Parvizian, must pay more than $10 ...
Antonia Apps predicted during this year's Securities Enforcement Forum that new agency leadership would be more thoughtful in ...
As the regulatory landscape continues to evolve, public company officers and directors must stay abreast of the enforcement priorities ...
Former SEC Chair Gary Gensler is returning to MIT as a Professor of the Practice and co-director of FinTechAI, transitioning ...
Currently in appellate court following an August liability ruling, the SEC's case against Ripple might be dropped in 2025, ...
Noem was confirmed Saturday by the Senate and joined an immigration enforcement raid in New York City this morning.
Homeland Security Secretary Kristi Noem joined immigration authorities as they completed a raid in New York City this week. Noem documented her participation in the raid through […] ...
Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals.
U.S. immigration agents raided at least two locations in the Bronx on Tuesday morning and at least one undocumented person ...