Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals.

Stuart Alderoty, chief legal officer at blockchain payments firm Ripple Labs, said the potential next head of the US ...

The U.S. Securities and Exchange Commission (SEC) saw a 30% decline in crypto-related enforcement actions during the final ...

The avalanche of cases announced Friday included charges against a no-longer registered advisor and firm accused of misappropriating more than $20 million from clients.

"Materially accurate information about capital gains and tax implications is critical to investors saving for their ...

The Securities and Exchange Commission brought a record number of enforcement filings in the first quarter of fiscal year ...

The charges even have an added advantage of driving a wedge between Trump’s new SEC chair, Paul ­Atkins, and his enforcement ...

On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...

A new report from the financial insights firm Cornerstone Research claims that Gary Gensler slowed down crypto enforcement ...

XRP remains bullish above key EMAs, with price trends hinging on SEC appeal outcomes and progress in XRP-spot ETF ...