The Vanguard Group, Inc., parent company of VMC, is a major broker-dealer registered with both the Financial Industry Regulatory Authority (FINRA) and state regulators. Vanguard markets and sells ...

The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and ...

Fine handed out by the US SEC comes after disclosure failures in target date retirement funds ...

This change led to significant redemptions as Vanguard customers moved from other target date funds into the institutional ...

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

Recently approved spot Bitcoin ETFs may boost demand for Bitcoin among institutional investors to a degree that was ...

The Pennsylvania Department of Banking and Securities (DoBS) has joined a $106 million settlement with Vanguard Marketing ...

US funds giant Vanguard has beaten off nearest challengers Sydney-based Betashares and US rival BlackRock to become Australia’s best-selling exchange traded fund provider in 2024, after it pulled in ...

Sarah’s Law was being considered as an amendment to the Laken Riley Act, which is on the Senate floor this week.

The Securities and Exchange Commission (SEC) has fixed January 31 as deadline for registration renewal of all Capital Market ...

Investors can find plenty of great exchange-traded funds (ETFs) to generate income. Which Vanguard ETFs offer the highest ...

State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...