LPL Financial, the nation's largest independent broker-dealer, is reportedly acquiring Commonwealth Financial Network, an elite Waltham, Mass.-based RIA/broker-dealer with more than $300 billion ...

The Financial Industry Regulatory Authority (Finra) is intensifying its scrutiny of broker-dealer and registered representative rollover recommendations and obligations, according to Fred Reish, a ...

Wealth Enhancement has added to its footprint in Texas with the acquisition of XO Wealth Management, an independent RIA in Dallas that manages $516 million in client assets, according to a news ...

Corporate bond buyers should be better compensated for stress caused by escalating trade wars, according to JPMorgan Asset Management.

Jose Rodriguez of Texas embezzled more than $5.5 million from Morgan Stanley and its clients, prosecutors said.

Some advisors warn that the turn against diversity, equity and inclusion initiatives could hurt their industry.

While consumer sentiment readings have been dismal of late, it remains to be seen whether they’re a good predictor of spending. Goods outlays bounced back on demand for durable goods like cars, while ...

Bonds issued by companies such as Staples Inc.; Saks Inc.; Europe’s largest debt collector, Intrum AB; and British carmaker Aston Martin are among highly active bonds vulnerable to forced unwinds.

Consumers expect prices to rise at an annual rate of 4.1% over the next five to 10 years, the data released Friday showed. That’s the highest since February 1993 and above the 3.9% preliminary reading ...

Federal Reserve Bank of Boston President Susan Collins said it looks “inevitable” that tariffs will boost inflation, at least in the near term, adding it’s likely appropriate to keep interest rates ...

Private creditors are filling the gap in providing capital for new power generation, a report by the firm says.