Consolidation may be a prevailing industry trend. But the founders of a Chicago-based RIA see no reason to join a large ...

The new lawsuit comes several weeks after the RIA acquirer dropped its claims against Lars Knudsen. The firm claimed the ...

Peter Sacripanti, chairman of the new RIA, looks to the generational wealth transfer estimated in the range of $70 to $80 ...

Large, well-heeled buyers of multiple registered investment advisors, routinely call consolidators or aggregators, have made ...

The Boston-based consultant found that RIA consolidators now control $1.5 trillion in assets under management. Whereas in 2018, just 6% of RIA advisors were affiliated with a consolidator representing ...

How do I know I can trust these reviews about Ria Financial Services ... called them 4-5 times from each side but still did not get money released for pickup despite answering their all questions ...

I have been approached numerous times over the past year by RIAs owned by PE firms about selling my firm. PE is attracted to RIAs because of ...

Kassim-Lakha has been building a team of 15 people that will support the firm’s RIA partners. “It was what I saw while I was at Advent that opened my eyes to some of the opportunities and pain ...

LLC, announced today that the financial advisors at Prosperity Investment Management have joined LPL Financial’s ...

The SEC's findings revealed that the firm processed 17 requests from Hannan’s clients to transfer their money to Hannan Properties, one of his OBAs. Despite these transfers clearly showing ...

Chapel & Collins manages about $675m in assets, and Waypoint Capital Advisors manages nearly $1bn in assets for UHNW.

Pathstone, a registered investment advisory firm that provides family-office services to ultrawealthy clients, is buying Hall Capital Partners, an RIA with a similar client base with headquarters ...