SEC Eases Investor Verification, Boosts Private Capital Fundraising, Lawyers Say
The guidance deals with Rule 506(c) under Regulation D, which since 2012 has permitted public fundraising and advertisement ...
The National Law Review6h
SEC Extends Compliance Period for the Amended Names Rule
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
JD Supra6h
Regulation CF: An Ultimate Guide to the SEC’s Crowdfunding Regulation
Early crowdfunding often broke securities laws due to unregistered offerings. In 2015, the SEC's Regulation Crowdfunding (Regulation CF) ...
Western Alliance Bank notifies 21,899 customers of data breach
Arizona-based Western Alliance Bank is notifying nearly 22,000 customers their personal information was stolen in October ...
JD Supra9h
Preparing for Changes in the SEC’s Filing System
EDGAR Next”—the updated online platform by which companies and individuals can access and manage their EDGAR accounts—goes ...
Canary Capital proposes first Sui ETF in US SEC filing
Canary Captial has filed for a Sui ETF, its sixth crypto fund bid submitted to the SEC alongside others tracking XRP, Solana ...