Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals.

SEC’s closed meeting sparks speculation on Ripple’s case. Will a leadership shift end the legal battle and drive XRP to new highs?

The avalanche of cases announced Friday included charges against a no-longer registered advisor and firm accused of ...

A new report from the financial insights firm Cornerstone Research claims that Gary Gensler slowed down crypto enforcement ...

On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...

The U.S. Securities and Exchange Commission (SEC) saw a 30% decline in crypto-related enforcement actions during the final year of former Chair Gary Gensler’s tenure.

The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

Top Republican officials at the U.S. Securities and Exchange Commission are poised to begin overhauling the agency's ...

Wadhwa will leave the SEC on Jan. 31, the agency announced in a news release. After serving as the enforcement division’s ...

The Securities and Exchange Commission brought a record number of enforcement filings in the first quarter of fiscal year ...

XRP remains bullish above key EMAs, with price trends hinging on SEC appeal outcomes and progress in XRP-spot ETF ...

The SEC in October 2023 finalized rules to require certain institutional investment managers to report short sale-related ...