President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.

On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping

The SEC's first closed meeting under Acting Chair Mark Uyeda may influence the ongoing Ripple lawsuit, with experts speculating a possible settlement.

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities markets.

President Trump's Jan. 23 executive order creates a crypto task force to craft rules and study a national reserve or stockpile of digital assets.

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and cost savings.

U.S. Bancorp, a prominent financial institution, has disclosed in an 8-K filing with the Securities and Exchange Commission the appointment of Gunjan Kedia as the President and Chief Executive Officer,

Coinbase has petitioned the U.S. Second Circuit Court of Appeals to have secondary crypto transactions deemed not securities.  In a Jan. 21 filing, the crypto exchange emphasized that understanding if secondary market crypto transactions are investment contracts under securities laws is of “immense importance to the crypto industry.

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company registration.

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

Katie Barlow discusses the Securities and Exchange Commission recently suing Elon Musk over his purchase of social media app, Twitter.

Wall Street is asking regulators for more time to implement a rule requiring centralized Treasury clearing as banks and funds trading U.S. government bonds face a 2026 deadline.